Shareholder Structure

Shares outstanding. In November/December 2006, 2,659 convertible bonds were exchanged into 132,950 new shares of no-par stock in the company, bringing the total number of shares issued as per December 2, 2006, to 8,970,600 (previously: 8,837,650). In this connection, the company's share capital rose to € 22,964,736.00 (previously: € 22,624,384.00). 
 
Shareholder structure:
Summary, as at 2010-07-13 (PDF, 31 KB)
 
Current holding notifications:
July 13, 2010.
Capital Research and Management Company, Los Angeles, USA, notified Pfeiffer Vacuum on July 12, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that its percentage of voting rights in our company fell below the threshold of 5 % on July 7, 2010 and on that day amounts to 4.93 % (equalling 442,496 voting rights). These 4.93 % (equalling 442,496 voting rights) are attributed to Capital Research and Management Company, Los Angeles, USA pursuant to article 22 section 1 sentence 1 no. 6 WpHG.
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 21 KB)

May 26, 2010.

Legg Mason & Co (UK) Ltd., London, Great Britain, notified Pfeiffer Vacuum on May 25 and 26, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of voting rights of Legg Mason, Inc., Baltimore, Maryland, USA, in the company exceed the threshold of 5 % on May 21, 2010 and currently amounts to 5.02 % (equalling 450,200 voting rights). These voting rights of 5.02 % are attributed to Legg Mason, Inc., Baltimore, Maryland, USA pursuant to article 22 section 1 sentence 1 nr. 6 in connection with sent. 2 WpHG. Of the following shareholder whose percentage of voting rights in Pfeiffer Vacuum Technology AG exceeds 3 % the voting rights are attributed to the notifier: The Royce Fund.
 
Legg Mason & Co (UK) Ltd., London, Great Britain, notified Pfeiffer Vacuum on May 25, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of voting rights of Royce & Associates, LLC, New York, USA, in the company exceed the threshold of 5 % on May 21, 2010 and currently amounts to 5.02 % (equalling 450,200 voting rights). These voting rights of 5.02 % are attributed to Royce & Associates, LLC, New York, USA pursuant to article 22 section 1 sentence 1 nr. 6 WpHG. Of the following shareholder whose percentage of voting rights in Pfeiffer Vacuum Technology AG exceeds 3 % the voting rights are attributed to the notifier: The Royce Fund.
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 21 KB)

May 12, 2010.
SMALLCAP World Fund, Los Angeles USA, notified Pfeiffer Vacuum on May 12, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that their percentage of voting rights in our company fell below the threshold of 3 % on May 10, 2010 and currently amounts to 2.95 % (equalling 265,081 voting rights).
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 25 KB)

May 11, 2010.

Deutsche Bank AG, London, Great Britain, notified Pfeiffer Vacuum on May 11, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of voting rights of their subsidiary DWS Investment GmbH, Frankfurt, Germany, in our company fell below the threshold of 3 % on May 10, 2010 and currently amounts to 2.197 % (equalling 197,077 voting rights).
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 26 KB)

May 6, 2010. Correction
Franklin Templeton Institutional, LLC, New York, USA, notified Pfeiffer Vacuum on May 6, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of their indirect voting rights in our company exceeded the threshold of 3 % on May 3, 2010 and currently amounts to 3.0007 % (equalling 269,179 voting rights). This proportion of voting rights of 3.0007 % is attributed to Franklin Templeton Institutional, LLC pursuant to article 22 section 1 sentence 1 nr. 6. No individual fund or series fund managed by Franklin Templeton Institutional, LLC holds 3 % or more in our company.
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 19 KB)

May 5, 2010.
Franklin Templeton Institutional, LLC, New York, USA, notified Pfeiffer Vacuum on May 5, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of their indirect voting rights in our company exceeded the threshold of 3 % on March 5, 2010 and currently amounts to 3.0005 % (equalling 269,179 voting rights). This proportion of voting rights of 3.0005 % is attributed to Franklin Templeton Institutional, LLC pursuant to article 22 section 1 sentence 1 nr. 6. No individual fund or series fund managed by Franklin Templeton Institutional, LLC holds 3 % or more in our company.
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 19 KB)

February 10, 2010.

Legg Mason & Co (UK) Ltd., London, Great Britain, notified Pfeiffer Vacuum on February 9, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of voting rights of Legg Mason, Inc., Baltimore, Maryland, USA, in the company fell below the threshold of 5 % on February 4, 2010 and currently amounts to 4.99 % (equalling 447,500 voting rights). These voting rights of 4,99 % are attributed to Legg Mason, Inc., Baltimore, Maryland, USA pursuant to article 22 section 1 sentence 1 nr. 6 in connection with sent. 2 WpHG. Of the following shareholder whose percentage of voting rights in Pfeiffer Vacuum Technology AG exceeds 3 % the voting rights are attributed to the notifier: The Royce Fund.

 
Legg Mason & Co (UK) Ltd., London, Great Britain, notified Pfeiffer Vacuum on February 9, 2010 pursuant to article 21 section 1 WpHG (“German Securities Trading Act”) that the percentage of voting rights of Royce & Associates, LLC, New York, USA, in the company fell below the threshold of 5 % on February 4, 2010 and currently amounts to 4.99 % (equalling 447,500 voting rights). These voting rights of 4,99 % are attributed to Royce & Associates, LLC, New York, USA pursuant to article 22 section 1 sentence 1 nr. 6 WpHG. Of the following shareholder whose percentage of voting rights in Pfeiffer Vacuum Technology AG exceeds 3 % the voting rights are attributed to the notifier: The Royce Fund.
Notification of voting rights pursuant to § 26 Section 1 WpHG (PDF, 18 KB)

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